Canadian Securities Administrators - PDFSEARCH.IO - Document Search Engine

Canadian Securities Administrators
Results: 443

#	Item
181	CSA Notice[removed]Update on CSA Consultation Paper[removed]Potential Regulation of Proxy Advisory Firms September 19, 2013 Introduction On June 21, 2012, the Canadian Securities Administrators (CSA) published for comment Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-09-19 11:00:57 Proxy voting Canadian securities regulation Corporate governance Financial economics Securities research Business Politics Proxy firm Democracy Direct democracy Elections
182	CSA Staff Notice[removed]Extension of Consultation Period Proposed National Policy[removed]Guidance for Proxy Advisory Firms June 12, 2014 On April 24, 2014, the Canadian Securities Administrators (the CSA) published for Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-06-12 15:20:21 Canadian Securities Administrators Autorité des marchés financiers Ontario Securities Commission Securities Commission Business Canada Law Mergers and acquisitions Canadian law Canadian securities regulation
183	CSA Notice and Request for Comment Proposed Amendments Facilitating CSA Information Technology Arrangements January 24, 2013 Introduction The Canadian Securities Administrators (the CSA or we) are publishing for a 90 day Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:04 United States securities law Canadian law Canadian securities regulation Ontario Securities Commission 73rd United States Congress United States Securities and Exchange Commission Canadian Securities Administrators Securities System for Electronic Document Analysis and Retrieval Financial regulation Law Canada
184	CSA Staff Notice[removed]Status Report on Consultation under CSA Discussion Paper and Request for Comment[removed]Mutual Fund Fees December 17, 2013 Introduction On December 13, 2012, the Canadian Securities Administrators Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-12-17 11:07:43 Finance Collective investment schemes Institutional investors Financial adviser Mutual fund Canadian securities regulation Investment Advisor Management fee Hedge fund Financial economics Investment Financial services
185	CSA Staff Notice[removed]Status Update on Proposed Local Rules[removed]Clearing Agency Requirements and Related Companion Policies July 17, 2014 Introduction Staff of the Canadian Securities Administrators (the CSA or we) Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-07-17 11:48:41 Systemic risk Financial markets Stock market Securities Bank regulation Basel III Canadian securities regulation Clearing house LCH.Clearnet Financial economics Finance Financial system
186	CSA Notice and Request for Comment Proposed Amendments to National Instrument[removed]Trading Rules May 15, 2014 Introduction The Canadian Securities Administrators (the CSA or we) are publishing for comment proposed amen Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-05-15 12:19:13 Financial system Canadian securities regulation Canadian Securities Administrators Autorité des marchés financiers Stock market Alternative Trading Systems Securities Commission Dark liquidity Short Financial markets Financial economics Finance
187	CSA Staff Notice[removed]CSA Review of Relationship Disclosure Practices July 18, 2013 Introduction Staff from the Canadian Securities Administrators in various provinces (CSA staff or we) reviewed the relationship disclo Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-07-18 10:13:59 Financial economics Exempt market dealer Investment Policy Statement Soft dollar Conflict of interest Franchising Finance Business Money
188	CSA Staff Notice[removed]Update on Consultation Paper[removed]Real Time Market Data Fees November 7, 2013 A. Introduction and Background On November 8, 2012 the Canadian Securities Administrators (the CSA or we) published Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-11-07 12:00:28 Business Money Economics Nordic Light data feed Financial markets De minimis Short
189	CSA Notice of Multilateral Instrument[removed]System Fees for SEDAR and NRD July 18, 2013 Introduction We, the Canadian Securities Administrators (CSA), are adopting Multilateral Instrument[removed]System Fees for SEDAR an Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-07-18 15:19:24 Law 73rd United States Congress United States Securities and Exchange Commission Securities Stock market Canadian securities regulation System for Electronic Document Analysis and Retrieval Ontario Securities Commission Sedar Financial regulation United States securities law Financial economics
190	CSA Staff Notice[removed]Extension of Omnibus/Blanket Order Exempting Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers December 3, 2010 On August 20, 2010 each of the Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:41 Canadian securities regulation Canadian Securities Administrators Financial economics Investment Canada Securities Commission of New Zealand Mortgage loan Tel Aviv Stock Exchange Finance Canadian law Financial regulation British Columbia Securities Commission

UPDATE